AML/KYC Specialist - Analyst / Associate

Job description

About the Role

iCapital is looking for a Compliance Analyst/Associate candidate to join its Regulatory and Compliance team to lead the review and approval process for investor AML/ KYC with a strong private fund focus. The candidate will be responsible for ensuring compliance with all AML/KYC regulatory requirements and generally assisting the Legal and Compliance teams with various compliance-focused tasks.

Responsibilities   - Review of investor/client AML/KYC documentation, client communications, quarterly reporting and ongoing monitoring. - Perform third party reliance testing and monitoring. - Collaborate across various business lines on new initiatives, providing compliance guidance  - AML screening review and dispositions. - Assist in preparing for and responding to inquiries and audits.

Qualifications   - 1-4 years of alternatives experience, preferably with both broker dealer and registered investment advisor experience - Strong knowledge of the Investment Company Act of 1940, Securities Act of 1933 and Cayman Islands Anti-Money Laundering Regulations - AML/KYC knowledge of regulatory requirements for private fund investors - Experience with AML screening resolution vendor tools (LexisNexis, Worldcheck, ComplyAdvantage, etc.) - Excellent verbal communication skills and strong ability for personal interaction - Thrives in a fast-paced environment with a continuous learning mindset - Self-motivated with robust project management and process development skills - ACAMS certification preferred, but not required - JD a plus, but not required

We believe the best ideas and innovation happen when we are together. Employees in this role will work in the office 4 days a week with the flexibility to work remotely on Friday.

Benefits

iCapital offers a comprehensive benefits package that includes a total compensation program consisting of competitive salary, annual performance bonus, and equity for all full-time employees; healthcare with 100% employer-paid health and dental insurance.

For additional information on iCapital Network, please visit  https://www.icapitalnetwork.com/about-us   Twitter: @icapitalnetwork | LinkedIn:  https://www.linkedin.com/company/icapital-network-inc